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2112.09449

Controlling coexisting attractors of a class of non-autonomous dynamical systems

Zhi Zhang, Joseph Páez Chávez, Jan Sieber, Yang Liu

incompletemedium confidence
Category
Not specified
Journal tier
Specialist/Solid
Processed
Sep 28, 2025, 12:56 AM

Audit review

Both the paper and the candidate solution hinge on the same core Lyapunov-step expansion and the per-step inequality (8), and both appeal to the aggregated condition (9) to conclude V(τ*) = O(h^2). However, neither establishes that (9) actually follows from Algorithm 1 under the stated bounds, nor do they give feasibility/non-emptiness conditions for Step 1’s “feasible range.” The paper’s derivation of the one-step formula (14) explicitly uses a linearly time-varying control within each step, while Algorithm 1 is described as zero-order hold; this implementation/analysis mismatch is not resolved in the paper. The model’s solution smooths this by adopting a ramp control, but it likewise assumes (9) and does not prove feasibility under M1, M2. Hence, both arguments are essentially the same and incomplete on the key existence/feasibility step and on deriving (9) from the algorithm rather than assuming it. See Algorithm 1 and Theorem 2.1 with (8)–(9) , the distance definition and control law (6)–(7) , the one-step second-order expansion (14) with O(h^3) remainder , and the concluding bound “hence ⟨d(τn*), d(τn*)⟩ ≤ c1 h^2” . The definition of controllability used by the paper is explicit (Definition 2.1) .

Referee report (LaTeX)

\textbf{Recommendation:} major revisions

\textbf{Journal Tier:} specialist/solid

\textbf{Justification:}

The paper presents a clear and appealing control concept with a Lyapunov-based sampling analysis and demonstrates it numerically for smooth and nonsmooth systems. However, the central theoretical result (Theorem 2.1) relies on an aggregated inequality that is assumed rather than established from Algorithm 1 under the stated bounds, and it lacks feasibility conditions for the per-step control update. There is also a noticeable mismatch between the described zero-order-hold implementation and the derivation using within-step derivatives. These gaps are fixable but affect the core correctness claims, thus a major revision is needed.