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2109.01710

Challenges in Dynamic Mode Decomposition

Ziyou Wu, Steven L. Brunton, Shai Revzen

correctmedium confidence
Category
Not specified
Journal tier
Specialist/Solid
Processed
Sep 28, 2025, 12:56 AM

Audit review

The candidate solution reproduces, almost verbatim, the paper’s Appendix A.1–A.2 arguments. For the “diagonal linear system + multinomial observable” construction (Theorem 2 in the paper), the model’s Theorem A is identical to the paper’s statement and proof: lift by monomials up to degree m, note that each monomial evolves with e^{t λ[α]}, and obtain h(exp(tΛ)x) = H·exp(tΛ̃)·Ψ(x) (see eqs. (26)–(30) and the displayed identity immediately after, in Appendix A.2) . For the universality/density result (Theorem 1), the model’s Theorem B follows the same steps as Appendix A.1: (i) approximate F0 by Fε in the generic class Gfix(U) using [63], (ii) invoke principal Koopman eigenfunctions to obtain a C∞ conjugacy to exp(t DFε(0)), (iii) approximate the inverse conjugacy by polynomials via Stone–Weierstrass, and (iv) use a standard Lipschitz stability bound for flows to transfer the error back to F0; the paper reaches inequality (25) and then defines P := Ψ−1_ε∘V^{-1}, S := V·Ψ to conclude . Differences are minor: the model emphasizes approximation on a single trajectory segment K_x (yielding a pointwise-in-x result), whereas the paper takes a uniform-on-Ψ(U) approximation, yielding uniformity in x over U. The model also explicitly notes the P(K_x) ⊂ U safeguard, a detail implicit but not spelled out in the paper. Overall, both arguments are correct and essentially the same.

Referee report (LaTeX)

\textbf{Recommendation:} minor revisions

\textbf{Journal Tier:} specialist/solid

\textbf{Justification:}

The appendix establishes that diagonal linear systems with multinomial observations are universal approximators (over finite horizons) for smooth stable systems and that such observations admit exact finite-dimensional linear lifts. The arguments are standard and correct, combining generic Koopman eigenfunction theory with Stone–Weierstrass and Lipschitz stability of flows. Minor clarifications—most notably about uniformity in initial conditions and ensuring the polynomial map stays within U on the relevant compact set—would improve precision without altering results.